RESEARCH PROPOSAL

Introduction


Indian policy and planning literature for education draws its value base from the 'synthetic ideology' [Guhan 1985:256] of the Constitution. In the sector of elementary education 'policy' derives from three types of policy instruments: the education sector of national development Plans; National Education Policy; and the Constitution [Guhan 1985]. Each of these fits into a broad definition of social policy as 'assuming responsibility for people's needs and creating the means by which resources and services are allocated to meet those needs for the amelioration of individual and social problems'[Outram 1989: 13].

The content, or rhetoric of Indian educational policies and plans is consistent with a liberal, humanitarian approach: education as a force for the good, contributing towards the realization of equal access, reduction of gender inequality and thus a move towards greater equality and national integration. However, despite the constant reiteration over 50 years of these guiding principles-upon which the 'ideal society' is predicated- the picture of the India of this century is one of a society beset, albeit to different degrees in different places, by inequality, factionalism and other tensions which appear to be worsening rather than stabilizing and diminishing.

The development of the elementary sector of education has been characterized by an approach that has attempted to ensure physical access to a school for all children but neglected qualitative aspects of the education provided in those schools. Explanations for this were seen to include the lack of capacity to plan for quality, as well as the estrangement between planners and local environments; and the discrepancy between the importance Plan documents attribute to elementary education and the low proportion of financial allocation that actually goes to that sector. A further factor is that plans and policies are implemented through government bureaucracy, which is hierarchical in nature and oriented towards systems maintenance. Its norms discourage innovation and are ill-suited to the role of development administration. Information tends not to flow upwards from 'grassroots' to higher levels of bureaucracy where key decisions are made, contributing to the gap between policy and practice.

At the school level, civil society participation is now accepted as a significant component of any policy to improve educational performance in the country. Increased partnerships between the school and the community leads to autonomy and flexibility in decision making, which in turn lead to higher levels of productivity and accountability. In this effort of incorporating new initiatives, non-governmental and voluntary effort has begun to play a significant role. NGOs are providing missing facilities in areas not reached by the government. Many educational innovations are emanating from voluntary action and from those who are dedicated and committed to bring about educational change.

This study intends to map the involvement of Civil Society Organizations in primary and secondary education with a particular focus on the implications such involvement has for educational policy. Civil Society Organizations is being conceptualized for the purposes of this study, as including private enterprises and organizations, religious or caste based associations, co-operatives, unions and the vast field of NGOs. The study uses the category of Civil Society Organizations (instead of NGOs) to bring within the fold of analysis, the multiplicity of non-State interests represented by these organizations. Further, it also draws attention to the challenges that the problematique of 'civil society' poses for policy analysis and research.

Statement of the Problem

This study will seek to engage with three related problems:

(1) the problematique of the multiplicity of interests represented by civil society organizations;
(2) the participation of civil society may merely replace the constraints of the State with constraints of the market;
(3) the gap between the educational reform policy and implementation due to internal contradictions;

Firstly, Civil Society Organizations (CSOs) have come to be seen as essential to the construction of what are assumed to be the social pre-conditions for more accountable, public and representative form of governance in education. As commonly understood today, these are institutions that may usefully guide and influence strategies designed to accomplish 'transitions'. Can the category of civil society serve-as Ralf Dahrendorf claimed-as the conceptual and practical 'key' to such 'transitions' (Dahrendorf, 1990 & J. Cohen and A. Arato, 1992)? It is important to note that CSOs are not homogenous both in terms of the interests they represent and in terms of their structures.

As Sami Zubaida shows in his discussion of Egypt, for instance, two drastically opposed conceptions of the civil society in critical intellectual discourse, a 'secular-liberal' and an Islamic-communal one: and they do not stand in a symmetrical relation to democratic politics. The first presses the case for legal recognition of voluntary civil associations (political parties, unions, pressure groups). The second delimits as ‘civil society’ a space of practices and activities unregulated by the legal-constitutional state, but which conforms to interpretations of Islamic tenets. Similar phenomenon is evident in India too. There it is problematique to argue that CSOs involvement is intrinsically democratic. This poses a challenge for policy to expand the scope of democratic activism within the educational sector.

Secondly, a study of the educational component of the National Plans in India shows that education appears as a mere instrument in a technicist oriented development 'vision'. Such a perspective on education takes the state's requirements as the base line of needs which education should fulfill: it fails to consider the very different myriad of community level cultures and needs, or the importance of education in an individuals life. The utilitarian view of education espoused by national planners does not admit a discussion of the potential worth of education as a means of empowering individuals to change aspects of their own lives, even within constricting socio-economic circumstances. To narrow education to the primary role of turning out 'human capital' is to deflect from the values reiterated in those same plans and policies: and, as later years have proved, investment in human capital is not a simple economic equation.

The new education policies foster the idea that responsibility for education and welfare, beyond a minimum required for public safety, is to be defined as a matter for individuals and families. A recent report on policy reforms argued that "decentralizing the management of public education and encouraging the expansion of private and community educational institutions must be given thrust"(Birla-Ambani Report, 2000). In such cases the civil society becomes increasingly defined in terms of market, thereby reducing the primary role of education as turning out 'human capital'. A preliminary comparison of Plan documents and literature from CSOs shows that there is no significant differences in their stated objectives of primary and secondary education, except that the state's needs are replaced by the interests of the market and the revivalist communal groups. In such a context can educational policy playa role not only to moderate the state, but also the market, while protecting secular citizenship in the country.

Thirdly, analysts of Indian public policy and its outcomes make four common criticisms:

a.     A weak nexus between policy and instruments
b.     The large degree to which administrative discretion has been retained and used to dilute or defeat policy objectives.
c.     The use of a single or small set of instruments to promote a large number of objectives, not all of which may be capable of consistent pursuit. -
d.     And internal intra-policy inconsistencies and inter-face inconsistencies in allied policies. (Guhan 1985:259)

This study will analyse these issues with reference to CSO participation in educational policy reforms. For example, recent policy has set the following objectives for the coming decade:

  1. To reduce drop-out rate at the primary level by 50% from the present levels of 7.58% in classes 1-4, and 37.19 in classes 1-7; 
  2. To improve the teacher's learning and teaching standard resulting in effective teaching competence;
  3. To improve the results at the SSLC level (10th Standard); 
  4. To bring about qualitative change and thereby incorporate education reforms; 
  5. To ensure progressive community involvement; and
  6. Removal of Gender, Social and Regional discrimination at senior primary level. 
However the instruments and systems needed to achieve these objectives have not been developed. The need for tighter causal thinking between policy, implementation and outcomes in the existing context, cannot be overemphasized.


Research Questions

  • What are the contextual factors responsible for (a) the reconfiguration of State- Civil Society relations in primary and secondary education, and (b) the evolution of the policy vis-a-vis participation of civil society organisations in primary and secondary education.
  • How does current educational policy conceptualize CSO participation in primary and secondary education? Do such conceptualization take into account the multiple interests represented by the CSOs and if so, how?
  • To what extent does the involvement of CSOs in primary and secondary education (through policy advocacy and other educational reform activities) expand the scope of democratic citizenship in India?
  • To what extent does the participation of CSOs promote effective policy formulation and efficient implementation in primary and secondary education sector.

Objectives of the Study


  • TO ANALYSE THE EVOLUTION OF EDUCATIONAL POLICY VIS-A-VIS PARTICIPATION OF CIVIL SOCIETY ORGANIZATIONS IN PRIMARY AND SECONDARY EDUCATION.
  • TO MAP THE ROLE OF CIVIL SOCIETY ORGANIZATIONS IN PRIMARY AND SECONDARY EDUCATION.
  • TO DEVELOP NEW CONCEPTUAL TOOLS FOR POLICY FORMULATION WITH REGARD TO CIVIL SOCIETY PARTICIPATION IN THE EDUCATION SECTOR.
  • TO EVOLVE DRAFT EDUCATION POLICY FRAMEWORK, RECOMMENDATIONS AND INSTRUMENTS FOR ACCOUNTABLE AND DEMOCRATIC PARTICIPATION OF CSOs IN EDUCATION.

Methodology 


o    Selection of Respondents / Sampling

Twenty two organizations undertaking projects which meet the following criteria will be randomly selected from a database of development organizations. 8 other organizations would be purposively selected for case studies. The selected 30 reform projects will represent different kinds of CSOs operating in the education sector in India- private enterprises, co-operatives, Christian missionaries, neo-hindu groups and so on.

   Sources of data

Primary data will be collected from these CSOs and from the Government. Secondary data will be obtained from archival sources, public records and policy departments of both government and the CSOs.

o    Methods & tools of data collection

A questionnaire would be mailed to 30 organizations that presently undertake education development projects. Out of this 8 projects would be selected for case studies.
Primary data collection will involve extensive interviews and use of questionnaires. Content analysis of relevant policy documents of the government and the CSOs will also be undertaken. Necessary tools would be developed and validated before use.

o    Data Processing and Analysis

The data collected will be tabulated using appropriate computer software. Statistical analysis of quantitative data and the textual/content analysis will be undertaken.



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