Piotr Kazmierkiewicz
International Policy Fellow
NEXT STEPS
FOR INCREASING THE CAPACITY OF INDEPENDENT EXPERTS
FOR FORMULATION OF POLISH MIGRATION POLICY
DRAFT POLICY PAPER
ANALYSIS
Presentation of the Issue
Scope of the Problem
Consultations
RECOMMENDATIONS
Next Steps for the Polish Migration Policy Independent
Advice Network
The Polish government is in need of non-governmental advice so it could minimize the political and social costs of the restrictions following from the introduction of the Schengen visa traffic on its eastern borders. Think tanks and NGO umbrella organizations recognized the problem organizing several conferences and publishing policy reports. Their usefulness to the government is limited, however, since they:
* fail to acknowledge the government’s proposals,
* do not target specific clients within the government,
* do not relate the migratory pressures to the capacities of
the state institutions,
* do not attempt to arrive at coherent visions of the challenge
and present structured sets of recommendations. (see Overview of Policy
Reports)
These problems characterize an early stage of formation of a network of experts, who have only recently begun to cooperate and debate on the future policies the government might take. Until now, they worked individually, either commenting on the coherence of government proposals or describing the larger migratory and political environment without the connection to particular institutions of the state. These independent experts by an large did not have an opportunity to develop a sense of effectiveness in influencing the institutions of the state. (see Overview of the Network of Experts)
The national government has recognized that choices made in negotiating and then implementing the Schengen acquis are no longer purely technical and legal, but involve political tradeoffs and have social consequences. Already while the 1997 Aliens Act was being implemented, ministries demonstrated opposite interests and what seemed like a technical change in the border checks turned out to have major consequences for the economic interests of major groups in society. The policy process which was internal and legalistic could not contain a broader debate on the relation of the harmonization of the border regime with the EU to a larger conception of Polish Ostpolitik which was raised when the policy contributed to a major decline of small-border trade with the Eastern neighbors. What was once a relatively straight path from the ministerial departments through interministerial consultations, parliamentary committees and a debate with the token participation of independent experts turned into an exchange of views between the Ministries of Interior and Foreign Affairs in the press. The policy had to be compromised to minimize the negative impact on the economy and a breach of trust with the Western partners came about. (see Changing Government Demand)
Such an unintended shift from closed and technical policy-making to
the revelation of a policy reversal in the open will have to be prevented
if the Ministries of Interior and Foreign Affairs want to maintain high
levels of trust they enjoy with their EU counterparts as well as with Ukraine
as Poland’s strategic partner in the East. Should
Poland misjudge its capacity to monitor the Eastern border or fail
to issue Schengen visas efficiently in its consulates, the period in which
the Western border will keep standing while the Eastern border will be
upgraded will be extended by the Schengen Executive Committee. Since
the external border management system is tested by the internal members
of the Schengen area for the weakest link, any single major public expression
of doubt in the efficiency of controls in the East will warrant distrust
in the whole system.
Such a scenario would increase the costs in the medium term for the reorganization of the Border Guards, who instead of being able to move the staff and equipment to the Eastern border and the entire territory of the state, would need to maintain the present levels in the West while increasing those in the East and in the interior of the country at the same time.
Another public debate after the fact could hurt the government as a whole in political terms. If the consulates miscalculate its capacities to issue sufficient numbers of short-term visas or set their price too high, the Ministry of Foreign Affairs will be held guilty by the local communities for causing economic imbalances in the border areas dependent on small cross-border trade and by the Ukrainian government of creating unnecessary barriers to the free movement of its citizens. As a result, the EU partners might find the Polish consular service unfit to issue Schengen visas for the time being.
Observers from both the government and non-governmental organizations noted that formally until the Aliens Act of 1997 centralized formulation and coordination of migration policy at the Ministry of Internal Affairs and Administration, there were as many policies as there were institutions involved. One of the first steps toward developing consistent policy was preparation of the “Schedule of Work for Creation of Basic Foundations of State’s Migration Policy” in April 1997. The decentralization of the policy was so great that the lead agency, the Department of Migration and Refugees at the Ministry of Interior had to collect materials from as many as ten institutions including: Border Guards, the Police, the National Security Office, the State Protection Office, Ministries of Foreign Affairs, of Justice, and of Labor and Social Protection. In October 1997, Interministerial Team on Migration was established, which includes contributors to the “Schedule” (except the Ministry of Justice) and the Ministry of Education and is open to non-governmental organizations. The Team was appointed to review projects on the basic directions of the state migration policy and drafts of legal acts on migration and refugees, come up with solutions to improve the coordination of the central government agencies in the field of migration and asylum, and to initiate research on migratory movements in Poland. The Team is staffed by the Ministry of Interior and reports directly to the cabinet.
Second Aliens Act of 2000 goes one step further toward consolidation of formulation of migration policy by merging two departments at the Ministry of Interior: Migration and Refugees, and Citizenship. Thus a long-standing postulate of internal and external experts that one main client for advice be set up—as an equivalent of immigration office in other countries—was fulfilled. The department is going to be staffed with experts who drafted the comprehensive instruments for its operation—Aliens Act, Repatriation Act and Citizenship Act, all passed in 2000. The fact that all these projects were subject to review by independent legal experts is a sign of openness of the staff to external advice.
The creation of the Office for the Committee of European Integration added another dimension to the review of legislation. The Department for Legal Harmonization of the Office receives the draft of a law from the lead agency—in this case most often the Ministry of Interior—and checks that both the wording of the act and the consequences of its implementation will be in agreement with the acquis communautaire. Since much of the matter in migration policy remains still the prerogative of the nation state—as for instance long-term immigration policy—some laws, such as the Act on Repatriation, have been judged by the Office to remain outside of the scope of accession commitments of Poland.
With the passage of the Act on Protection of State Border in 2001, the
legal harmonization of the national acts with the EU acquis has been practically
completed. To fulfill the commitment undertaken by the cabinet
to implement the Schengen acquis by the end of 2002, however, requires
a concerted effort of many agencies at technical and institutional development.
Ministry of Interior published a schedule of work needed to prepare the
Border Guards, the consular and customs administrations for making the
eastern border an external border of the EU, entitled “The National Strategy
of Integrated Border Management.”
But the National Strategy takes no account of the non-governmental
position. This is wrong in the context of the adverse consequences
of hasty introduction of restrictions on the Eastern borders in 1998, which
demonstrated that it is futile for the government to treat policy changes
as technical matters only. Accession negotiations over adoption of
Schengen requirements have serious social, economic and foreign-policy
consequences. There is little time left for working out a coherent
set of medium- and long-term policy goals, which will meet several criteria
of feasibility: it should utilize the invested resources in an optimal
manner, be sustainable politically and achieve larger goals of the state
and society. Polish government has limited funds, knowledge and support
to create a policy package whose direct costs and indirect consequences
it could cover fully.
There are already signs that the government experts come to value big-picture ramifications of the acts they draft, and need independent support for their ideas both within the government and vis-à-vis the European Commission. In the end of 1999, the cabinet decided to make the Negotiation Position public. The Position was presented in detail at a ‘trilateral table’ on Justice and Home Affairs which brought together Polish negotiators, representatives of the Ministry of Interior and several non-governmental organizations in November 2000. Andrzej Gras of the Committee for European Integration addressed NGO audience about the dilemmas of the Polish position. However, his presentation which assumed the knowledge of the negotiation process and of the details of the acquis was not met with informed response.
Broad consultations with non-governmental organizations are ineffective because to use these opportunities best, experts with legal experience in the topic are needed, which restricts the offer to a few people, who have been known for their work on the drafts of parliamentary acts. Their additional asset is the trust which they gained with the government officials throughout the informal and formal consultations on those acts.
Independent experts have already shown willingness to relieve the government in two areas: offering ideas in the areas beyond the strictly legal questions of the acquis, and estimating the broader consequences of introducing these policies. An even more direct form of partnership between the Polish government and independent experts uses the ideas generated within the government, which however cannot be voiced by governmental experts due to the political constraints on the negotiation process. The Recommendations section will outline a proposal on how to use the greater room which the independent think tanks have for maneuver.
Non-governmental side acknowledges that the government is vitally interested in the maintenance of trust with the West European partners, while the government is open to the broader perspective from non-governmental organizations in view of the domestic political impact of accession in the area of Justice and Home Affairs.
Next Steps for the Polish Migration Policy Independent Advice Network
Polish nongovernmental organizations organized over the last year several conferences which brought together representatives of the government and independent experts to discuss the implications and possible alternatives to the adoption of the Schengen acquis without reservation. Four initiatives, three of which produced written reports, are discussed here: Center for International Relations’ “Polish Eastern Border As The Border of the European Union,” Institute of Public Affairs’ “Polish Road to Schengen”, Forum of Non-Governmental Initiatives’ trilateral table on Justice and Home Affairs, and Batory Foundation’s and Institute for Public Affairs’ policy paper, “The Half-Open Door: the Eastern Border of the Enlarged European Union.”
The question now is what next can be done to make use of these initiatives to turn the collections of articles into useful advice instruments from the independent experts to the government which is in need of such advice. I suggest here that by identifying the formal problems with the current reports, both the editors and writers may become more effective before they go about to publicize their advice.
The recommendation is to coordinate the experts’ community better, creating a working group for the coordination of the proposals with the existing institutions and demand from the government as well as to help monitor the implementation of the governmental commitment.
The collections of the opinions of experts lack the guiding idea or interest. Some focus for the discussion, or a common professional language is needed. The field is still broken up into corners. But this is unfortunate, since institutions or methodologies need not divide—in fact, cases of crossing the institutions or standpoints (Iglicka, Rzeplinska, Boratynski) all worked to the advantage of actual policy capacity. But the present-day publications rarely mention these. Therefore, editors may benefit from imposing focus on the discussion.
In particular the editors need to watch out for the demand of their client, the national government. At the moment it looks that the non-governmental experts have a problem acknowledging governmental proposals. For instance, the “Half-open door” neglected to mention the fact that the opening of further consulates in the East was already written into the Integrated Border Management Strategy. It is true that this is the first report of the kind, and a clear separation from the government may be needed. However, it is questionable whether an attempt to bypass the government as a client for very specific advice in advantage of the European Commission can succeed. The attached case study of the Helsinki Human Rights Foundation demonstrates the value of trust which an NGO developed with the Ministry of Interior experts for the impact the independent expert had on the representatives of the Commission. Thus, the path seems to be the winning of trust of the government first, and then providing independent advice to the Commission, and not the vice versa.
The network is composed of independent experts, who stick to their fields of expertise. But there is a growing need for multidisciplinary approaches. The problem is that they need to be informed with frames of analysis, which is current and applicable (one cannot rely on the EU or international organizations or even the government for forecasts—they all have problems of interest—or capital invested in institutions). Two categories of experts can make their advice more effective: legal experts by including in their analyses of broader social and economic factors, and sociologists, economists and demographers by relating their advice to the capacity of current state institutions.
These network-building measures will enable the experts to prepare a joint list of common concerns on the level of expert units within the Ministry of Interior and a mixed-legal-academic NGO team. Some examples can be given here already. For instance:
* The government could work out with the lawyers the preliminary
guidelines for the scope of Schengen acquis. From there, talks could
be held on the desired directions of the national migration policy—delimiting
it already now from one covered by the Schengen acquis.
* Generalists—Okolski, Lodzinski—could update guidelines for
the migration doctrine, taking into account the institutions and laws in
place. These guidelines should be circulated among the experts on
labor market and foreign policy toward Eastern neighbors.
These formal moves should further enable experts to meet some of the needs of the government on the eve of Schengen accession.
In the short-run (until the accession): offer a critique of the integrated border management strategy in terms of possible shifts of funding, with a specific view to the buildup of consular offices. Organize a working group which will create scenarios for the impact of visa applications on the capacity of the consulates to process them. The scenarios should be based on present-day estimates. The working group will help the Ministry of Interior set up a rapid deployment fund to reallocate the staff and equipment.
In the medium-run (until the removal of the border controls on the Western border): monitor the border and prepare an independent report. Monitor the workload of consular offices—report on the conditions.